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Insider Trading Law and Compliance Answer Book

Schulte Roth & Zabel
Release date:31 Oktober 2016
Language:English
Pages:818
ISBN:1402427484
Publisher:Practising Law Institute (PLI)
Price:$249.86

Because the insider trading laws apply to everyone — not just corporate insiders — a proper understanding of both the basics of insider trading law as well as some of the complexities and nuances of this important area of the law is important to anyone who invests in the securities markets. Insider Trading Law and Compliance Answer Book provides you with a step-by-step understanding of the legal requirements imposed upon all investors. It walks you through:

• The elements of an insider trading claim
• What is legitimate company research that can be freely acted upon and what is nonpublic information that may not
• When acting on a “tip” can incur legal liability. The framework of penalties when insider trading has been successfully proved

Insider Trading Law and Compliance Answer Book provides both the lawyer and the lay investor with a complete understanding of the criminal and civil issues that can arise, the possible penalties that could be incurred and the defenses available. It reflects the in-depth knowledge of legal practitioners who provide ongoing counseling and litigation representation to a wide array of clients.

In today’s turbulent financial markets, a claim of insider trading often hits the newspapers. Insider Trading Law and Compliance Answer Book, which fully integrates recent regulatory changes, provides a concise road map, helping the reader to navigate the legal requirements safely.

Schulte Roth & Zabel

Founded in 1969, Schulte Roth & Zabel is a multidisciplinary firm with international clientele. Over time, we have become known for two things: doing great work in the financial services sector — and many related industries — and doing things a little differently than many of our peers.

For one, our philosophy is distinct, and our specialties more finely honed. Instead of trying to be everything to everybody, we’ve grown organically and in ways that make sense for our clients’ industry demands and evolving needs. Today, we regularly advise clients on investment management, corporate, and transactional matters. We also provide counsel on securities regulatory compliance, enforcement, and investigative issues, as well as targeted specialty areas that we have developed over time.